News & Alerts

Jan 11, 2019

Derek Anderson to Speak at FSI’s OneVoice Conference

Derek Anderson to speak at FSI’s OneVoice Conference in New Orleans on January 29th. More

Jan 10, 2019

FINRA Eligibility Rule is Another Hurdle to Expungement

By Denis C. Dice

Registered representatives associated with FINRA member firms (“stockbrokers”) are often times the subject of public customer complaints regarding their investments. More

Jan 9, 2019

Denis Dice Published in PLUS Journal

Denis Dice’s article, “FINRA Eligibility Rule is Another Hurdle to Expungement” was published in this quarter’s PLUS Journal.  More

Aug 1, 2018

Potential Claims Related to Future Income Payments

By Derek C. Anderson

In recent months, Winget, Spadafora & Schwartzberg, LLP (“WSS”) has been engaged by numerous insurance E&O carriers and insurance agents across the country to assist in the defense of claims… More

What’s New in Website Lawsuits?
Jun 12, 2018

What’s New in Website Lawsuits?

By Dianna D. McCarthy

Website accessibility lawsuits continue to be brought across the United States. In short, these lawsuits allege that websites are not accessible to persons More

Jun 5, 2018

FINRA Implements New Outside Business Activity Rule

By Douglas G. Fogle

FINRA recently released a proposal that would change the relationship between brokerage firms and their registered representatives who do work for unaffiliated registered investment advisors. More

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Upcoming Events

Jan 28-30
2019

Colorado partner Derek Anderson will speak on a panel at the FSI OneVoice 2019 conference in New Orleans on January 29th.

Dec 4-5
2018

3rd Annual Construction Defect, Claims & Litigation Strategies ExecuSummit with Kenneth A. McLellan

Oct 24
2018

Robyn Silvermintz will be among a group of expert speakers discussing higher standards of workplace culture and compliance on October 24th at The Yale Club. More

Sep 27
2018

Dianna Daghir McCarthy is speaking at the PLUS Southwest Chapter Cyber Seminar in Scottsdale, AZ this Thursday, September 27th on a panel titled, “New and Emerging Trends in Cyber” More

Sep 26-27
2018

Winget, Spadafora & Schwartzberg, LLP is proud to be a platinum sponsor for the 2018 CLM Construction Conference in Chicago, IL.

Ken McLellan and Harris Katz will be in attendance.

Sep 25-26
2018

Robyn Silvermintz will be Co- Chairing the 14th Annual Employment Practices Liability Insurance ExecuSummit at Mohegan Sun in Uncasville, CT.

Sep 24-26
2018

Derek Anderson is speaking at the 2018 FSI Forum in Salt Lake City, Utah. More

Upcoming Events

Jan 28-30
2019

Colorado partner Derek Anderson will speak on a panel at the FSI OneVoice 2019 conference in New Orleans on January 29th.

Dec 4-5
2018

3rd Annual Construction Defect, Claims & Litigation Strategies ExecuSummit with Kenneth A. McLellan

Oct 24
2018

Robyn Silvermintz will be among a group of expert speakers discussing higher standards of workplace culture and compliance on October 24th at The Yale Club. More

Sep 27
2018

Dianna Daghir McCarthy is speaking at the PLUS Southwest Chapter Cyber Seminar in Scottsdale, AZ this Thursday, September 27th on a panel titled, “New and Emerging Trends in Cyber” More

Sep 26-27
2018

Winget, Spadafora & Schwartzberg, LLP is proud to be a platinum sponsor for the 2018 CLM Construction Conference in Chicago, IL.

Ken McLellan and Harris Katz will be in attendance.

Sep 25-26
2018

Robyn Silvermintz will be Co- Chairing the 14th Annual Employment Practices Liability Insurance ExecuSummit at Mohegan Sun in Uncasville, CT.

Sep 24-26
2018

Derek Anderson is speaking at the 2018 FSI Forum in Salt Lake City, Utah. More

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