News & Alerts

On May 20, 2025, Joel Wertman and Doug Fogle of Winget, Spadafora & Schwartzberg LLP’s Philadelphia, Pennsylvania office successfully prevailed on a motion to dismiss on behalf of its client, a financial services and advisory firm, in a civil Racketeer Influenced and Corrupt Organizations (“RICO”) case pending before the United States District Court for the […] More

Recently, Law360 covered a decisive victory by Winget, Spadafora & Schwartzberg LLP’s clients in Rimu Capital Ltd. v. Ader et al. before the U.S. District Court for the Southern District of New York. Through an Opinion and Order (“Order”) United State District Judge Lewis J. Liman granted WSS LLP’s motion to dismiss all claims against […] More

Our clients are a national broker-dealer and its registered representatives who were alleged to have engaged in unauthorized and excessive trading in the client’s brokerage accounts.  We were able to establish that the trades were authorized and the accounts were not excessively traded leading to a denial of Claimant’s claims in their entirety.  The representatives […] More

Alexander A. Truitt and Anthony S. Pellegrino of Winget, Spadafora & Schwartzberg LLP’s New York office won a CPLR 3211(a) Motion to Dismiss, on behalf of the Executive Director of a Not-For-Profit Corporation. The Plaintiff, a Quasi-Public Authority, filed an eleven-count, 400-plus paragraph Complaint containing extreme and provocative allegations of gross mismanagement and disloyalty by […] More

Winget, Spadafora & Schwartzberg, LLP is proud to announce Susie Youn’s promotion to partner. Susie Youn’s practice focuses on securities litigation and arbitration, complex commercial and business litigation, and professional liability matters in federal and state courts. She represents financial services clients, attorneys, accountants, corporate officers, and other professionals in litigation and regulatory matters nationwide. […] More