Winget, Spadafora & Schwartzberg, LLP Promotes Two New Partners
Jan 11, 2023

Winget, Spadafora & Schwartzberg, LLP Promotes Two New Partners

Winget, Spadafora & Schwartzberg, LLP is pleased to announce the promotion of two partners in its Los Angeles and New York City offices. Alexis T. King handles a broad range of civil litigations with a focus in professional liability defense. Her professional liability defense practices includes the representation of lawyers and other professionals in federal […] More

FTC Proposes a New Rule that, if Finalized, would Ban Employers from Using Non-Compete Clauses
Jan 10, 2023

FTC Proposes a New Rule that, if Finalized, would Ban Employers from Using Non-Compete Clauses

By Harris B. Katz

On January 5, 2023, the Federal Trade Commission (“FTC”) proposed a new rule that would ban employers from imposing non-compete clauses on their workers and require employers to rescind any existing non-compete agreements with current and former workers. The FTC will soon publish the proposed rule in the Federal Register, triggering a 60-day public comment […] More

Michael Schwartzberg to Speak on a Panel at the Financial Services Institute’s OneVoice Conference
Jan 10, 2023

Michael Schwartzberg to Speak on a Panel at the Financial Services Institute’s OneVoice Conference

On Tuesday, January 24, 2023, Michael Schwartzberg will be speaking on a Panel at the Financial Services Institute’s OneVoice Conference regarding “The Evolving Regulatory Perspective and Its Impact on the Risk vs. Growth Balance.”  Michael will be joined by Co-Panelists: Seth Miller, President, Advocacy and Administration at Cambridge Investment Research, Inc.; Mark Quinn, Director of […] More

Oct 24, 2022

Derek C. Anderson to Participate in IBDC-RIAC Webinar

Derek C. Anderson will be speaking on a webinar entitled “Top 10 Best Compliance Tips for Broker Dealers and RIAs.”  Derek will be joined by fellow IBDC Alliance members as they share with you the Top Ten Compliance Tips to put into action in an effort to avoid costly litigation. Click here to learn more. More

Oct 12, 2022

WINGET, SPADAFORA & SCHWARTZBERG, LLP IS PLEASED TO ANNOUNCE THAT CHARLES B. LACHAUSSEE HAS JOINED THE FIRM

Charles “Chip” LaChaussee has joined the firm’s Los Angeles Office as a partner.  Mr. LaChaussee is a highly accomplished litigation attorney, who has defended claims against, and prosecuted claims on behalf of, broker-dealers his entire career.  As former in-house counsel to several financial institutions, he brings a distinctive set of skills, experiences, and insights to […] More

Sep 20, 2022

Kenneth A. McLellan to speak at CLM Construction Conference

Kenneth A. McLellan will be speaking at CLM’s Construction Conference on September 21-23, 2022 in San Diego, CA.  Ken is speaking on panel titled, “Climate Change: Trends and Strategies to Limit Claims and Mitigate Risk” on September 22, 2022 at 10:45 AM PST. Click here to learn more about the 2022 CLM Construction Conference.   More