After a 5-day live FINRA arbitration, a FINRA Panel unanimously denied all claims for monetary relief to a registered representative who claimed that his registration was wrongfully terminated for failing to adhere to firm and industry “know your customer” rules. The firm was represented by WSSLLP Texas Managing Partner Martin Schexnayder and Associate Turner Johnston. […] More
Winget, Spadafora & Schwartzberg, LLP is pleased to announce that Christina M. Rieker and Robyn Silvermintz have been named as Co-Chairs of our Diversity & Inclusion Committee. We are committed to promoting diversity and inclusion in all aspects of our practice from recruitment through retention. We are also committed to supporting diversity and inclusion in […] More
Philadelphia partner Denis Dice will speak on a panel at the FSI OneVoice 2021 conference in Orlando, FL and Virtually. The session titled, “Navigating Compliance in the Evolving Investment Advisory Landscape” is scheduled to take place on Tuesday, Jul 27, 2021 8:00 AM – 9:00 AM EST. Click here for more details. More
Winget Spadafora & Schwartzberg Team Wins a Key Victory on the Issue of Standing for Insurance Carriers before the Florida Supreme Court
Arch Insurance Company brought a legal malpractice action against Kubicki Draper, LLP claiming, among other things, that its delay in raising certain defenses resulted in a higher settlement and constituted legal malpractice. Arch retained Kubicki Draper to defend one of its insureds in an accounting malpractice claim. The trial court and the Fourth District Court […] More
Allison Beatty of the firm’s Philadelphia office has been elected to the Eastern Regional Board of Step Up!
WSSLLP is pleased to announce that Allison Beatty of the firm’s Philadelphia office has been elected to the Eastern Regional Board of Step Up! Step Up is an important non-profit with a mission of propelling girls in under-resourced communities to fulfill their potential by empowering them to become confident, college-bound, career-focused, and ready to join […] More
WSS Texas Partner Martin Schexnayder and Associate Turner Johnston prevailed in a two-day FINRA arbitration conducted entirely via Zoom on March 16-17, 2021. The case was brought by a customer who alleged that her financial advisor improperly converted her investment assets to cash in early 2016, causing her to lose out on the investment gains […] More