Aug 9, 2021

WSSLLP Texas Office Scores Win in FINRA $5 Million Wrongful Termination Case

After a 5-day live FINRA arbitration, a FINRA Panel unanimously denied all claims for monetary relief to a registered representative who claimed that his registration was wrongfully terminated for failing to adhere to firm and industry “know your customer” rules. The firm was represented by WSSLLP Texas Managing Partner Martin Schexnayder and Associate Turner Johnston. […] More

Jul 27, 2021

Christina M. Rieker and Robyn Silvermintz Named as Co-Chairs of our Diversity & Inclusion Committee

Winget, Spadafora & Schwartzberg, LLP is pleased to announce that Christina M. Rieker and Robyn Silvermintz have been named as Co-Chairs of our Diversity & Inclusion Committee. We are committed to promoting diversity and inclusion in all aspects of our practice from recruitment through retention. We are also committed to supporting diversity and inclusion in […] More

Jul 20, 2021

Denis Dice to Speak at FSI’s OneVoice Conference

Philadelphia partner Denis Dice will speak on a panel at the FSI OneVoice 2021 conference in Orlando, FL and Virtually.  The session titled, “Navigating Compliance in the Evolving Investment Advisory Landscape” is scheduled to take place on Tuesday, Jul 27, 2021 8:00 AM – 9:00 AM EST.  Click here for more details.   More

Winget Spadafora & Schwartzberg Team Wins a Key Victory on the Issue of Standing for Insurance Carriers before the Florida Supreme Court
Jun 7, 2021

Winget Spadafora & Schwartzberg Team Wins a Key Victory on the Issue of Standing for Insurance Carriers before the Florida Supreme Court

Arch Insurance Company brought a legal malpractice action against Kubicki Draper, LLP claiming, among other things, that its delay in raising certain defenses resulted in a higher settlement and constituted legal malpractice. Arch retained Kubicki Draper to defend one of its insureds in an accounting malpractice claim. The trial court and the Fourth District Court […] More

Jun 4, 2021

Allison Beatty of the firm’s Philadelphia office has been elected to the Eastern Regional Board of Step Up!

WSSLLP is pleased to announce that Allison Beatty of the firm’s Philadelphia office has been elected to the Eastern Regional Board of Step Up! Step Up is an important non-profit with a mission of propelling girls in under-resourced communities to fulfill their potential by empowering them to become confident, college-bound, career-focused, and ready to join […] More

Mar 19, 2021

WSS Texas Office Wins Defense Award in Zoom FINRA Arbitration

WSS Texas Partner Martin Schexnayder and Associate Turner Johnston prevailed in a two-day FINRA arbitration conducted entirely via Zoom on March 16-17, 2021. The case was brought by a customer who alleged that her financial advisor improperly converted her investment assets to cash in early 2016, causing her to lose out on the investment gains […] More

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