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Winget, Spadafora & Schwartzberg, LLP provides comprehensive legal solutions designed to achieve optimal results for our clients. Our deep bench of experienced attorneys is backed by a dedicated support staff, leading-edge technology and a ﬁrm culture that prizes focus, incisive thinking and a hands-on approach.
News & Alerts
On September 10, the U.S. Court of Appeals for the Fifth Circuit affirmed a trial court victory in a legal malpractice case obtained by WSSLLP Houston Managing Partner Martin Schexnayder. The case, which involved issues of conflict of interest and breach of fiduciary duty against a national employment law firm, was tried before Hon. Al […] More
On September 1, 2020, Massachusetts’ new fiduciary conduct standard went into effect. In March 2020, Massachusetts became the first state in the country to fully adopt this heightened standard for broker-dealers. The regulations are the result of consumer-oriented Massachusetts Secretary of State Bill Galvin’s opinion that the SEC’s Regulation Best Interest (Reg BI) is insufficient […] More
On August 26, 2020, the Securities and Exchange Commission adopted amendments to its definition of “accredited investor”, one of the primary prerequisites to participating in private capital markets. Historically, “accredited investors” were defined solely by an investor’s income and/or net worth, without regard to the investor’s acumen or sophistication. Thus, even sophisticated and experienced investors […] More