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News & Alerts
The coronavirus pandemic (COVID-19) and resulting changes to everyday life has permeated seemingly every facet of society. Thus, it is not surprising that FINRA is providing temporary relief for member firms from compliance with certain rules and regulations. The relief is focused solely on specific identified rules and regulations found on the FINRA website. https://www.finra.org/rules-guidance/key-topics/covid-19/faq […] More
As the Financial Industry Regulatory Authority (FINRA) has touted through the years, financial fraudsters tend to follow the old Willie Sutton maxim about why he robbed banks: “because that is where the money is.” In these trying financial times, increasingly “where the money is” happens to be the hands of consumers adversely affected by the […] More
And they’re off – The Plaintiffs Bar has started litigating the March 18, 2020 FFCRA Act! Many laid off employees will be rehired by their former employers as businesses attempt to return to normalcy following the COVID – 19 shutdown. Despite good-faith bipartisan efforts, it is uncertain as to when the economy might return to […] More