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Winget, Spadafora & Schwartzberg, LLP provides comprehensive legal solutions designed to achieve optimal results for our clients. Our deep bench of experienced attorneys is backed by a dedicated support staff, leading-edge technology and a ﬁrm culture that prizes focus, incisive thinking and a hands-on approach.
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Christopher is an experienced litigator with more than thirty (30) years of experience. Christopher has significant experience defending a wide array of professionals, including insurance agents and brokers, attorneys, real estate agents, mortgage brokers, and architects and engineers. He also has substantial experience litigating employment disputes in state and federal courts and arbitration, including disputes […] More
The Dodd-Frank Act created a robust whistleblower program within the SEC, and the years since have demonstrated how seriously the Commission takes its whistleblower protection role under that program. SEC Rule 21F-17, promulgated under the Dodd-Frank Act, prohibits “any action to impede an individual from communicating directly with the Commission staff about a possible securities […] More
Brian J Palmeri and Meghan Daley of Winget, Spadafora & Schwartzberg LLP’s Connecticut office secured a defense verdict in favor of the firm’s clients in a FINRA Dispute Resolution arbitration. The Claimant alleged that the representatives and broker-dealer violated their fiduciary duties to Claimant related to a withdrawal from a joint securities account Claimant maintained […] More