Colorado partner Derek Anderson will speak on a panel at the FSI OneVoice 2019 conference in New Orleans on January 29th.
Jan 10, 2019
FINRA Eligibility Rule is Another Hurdle to Expungement
Registered representatives associated with FINRA member firms (“stockbrokers”) are often times the subject of public customer complaints regarding their investments. More
Aug 1, 2018
Potential Claims Related to Future Income Payments
In recent months, Winget, Spadafora & Schwartzberg, LLP (“WSS”) has been engaged by numerous insurance E&O carriers and insurance agents across the country to assist in the defense of claims… More
Jun 12, 2018
What’s New in Website Lawsuits?
Website accessibility lawsuits continue to be brought across the United States. In short, these lawsuits allege that websites are not accessible to persons More
Jun 5, 2018
FINRA Implements New Outside Business Activity Rule
FINRA recently released a proposal that would change the relationship between brokerage firms and their registered representatives who do work for unaffiliated registered investment advisors. More
May 21, 2018
EU General Data Protection Regulation Effective May 25, 2018
In April 2016, the European Union (“EU”) Parliament approved the General Data Protection Regulation (“GDPR”) replacing the now antiquated “Data Protection Directive” originally adopted in 1995 More
May 17, 2018
New Jersey Enacts Strongest U.S. Equal Pay Bill into Law
The Diane B. Allen Equal Pay Act (“Equal Pay Act”) was signed by Governor Murphy on April 24, 2018, which takes effect on July 1, 2018. Similar legislation was introduced during Chris Christie’s tenure as Governor, but he vetoed the same. As a result of this legislation, business owners in New Jersey must immediately review […] More