Colorado partner Derek Anderson will speak on a panel at the FSI OneVoice 2019 conference in New Orleans on January 29th.
Registered representatives associated with FINRA member firms (“stockbrokers”) are often times the subject of public customer complaints regarding their investments. More
In recent months, Winget, Spadafora & Schwartzberg, LLP (“WSS”) has been engaged by numerous insurance E&O carriers and insurance agents across the country to assist in the defense of claims… More
FINRA recently released a proposal that would change the relationship between brokerage firms and their registered representatives who do work for unaffiliated registered investment advisors. More
In April 2016, the European Union (“EU”) Parliament approved the General Data Protection Regulation (“GDPR”) replacing the now antiquated “Data Protection Directive” originally adopted in 1995 More
The Diane B. Allen Equal Pay Act (“Equal Pay Act”) was signed by Governor Murphy on April 24, 2018, which takes effect on July 1, 2018. Similar legislation was introduced during Chris Christie’s tenure as Governor, but he vetoed the same. As a result of this legislation, business owners in New Jersey must immediately review […] More