Jun 5, 2019

Pennsylvania Strikes Down Inter-Company Employee No-Hire Provisions and Creates a Majority Viewpoint

By Denis Dice, Douglas G. Fogle

In a case of first impression in the Commonwealth of Pennsylvania, the Pennsylvania intermediate appellate court… More

Challenges to Defending Form U5 Expungement Claims
Mar 26, 2019

Challenges to Defending Form U5 Expungement Claims

By Jessica E. Levine

Within thirty days of terminating an associated person’s registration, FINRA member firms are required to file a Uniform Termination Notice… More

Jan 9, 2019

FINRA Eligibility Rule is Another Hurdle to Expungement

By Denis Dice

Registered representatives associated with FINRA member firms (“stockbrokers”) are often times the subject of public customer complaints regarding their investments… More

Upcoming Events

Jun 20-21
2019

WSSLLP is proud to sponsor the 2019 CLM Midwest Conference in Chicago, IL.  Click here for more info.

Jul 10-12
2019

WSSLLP is proud to sponsor the 2019 CLM Cyber, Management, and Professional Liability Conference in Boston, MA. Click here for more info.

Sep 10
2019

Benjamin J. Biard will participate in a panel at the Practising Law Institute's 2019 Securities Arbitration Program in NYC. Click here for more info.

Sept 24-25
2019

Dianna D. McCarthy will be the Co-chair and Speaker at the 15th Annual Employment Practices Liability Insurance ExecuSummit at Mohegan Sun in Uncasville, CT.  Learn more here.

Oct 3-4
2019

WSSLLP is proud to sponsor the 2019 CLM Southeast Conference in Kissimmee, FL.  Click here for more info.

Oct 23-25
2019

Michael Schwartzberg is speaking at the 28th PIABA Annual Meeting at the Barton Creek Resort in Austin, Texas.  Click here to learn more about this event.

Oct 29-30
2019

Jody N. Cappello to co-chair 13th Annual E&O Insurance ExecuSummit at Mohegan Sun in Uncasville, CT.  Learn more here.

Upcoming Events

Jun 20-21
2019

WSSLLP is proud to sponsor the 2019 CLM Midwest Conference in Chicago, IL.  Click here for more info.

Jul 10-12
2019

WSSLLP is proud to sponsor the 2019 CLM Cyber, Management, and Professional Liability Conference in Boston, MA. Click here for more info.

Sep 10
2019

Benjamin J. Biard will participate in a panel at the Practising Law Institute's 2019 Securities Arbitration Program in NYC. Click here for more info.

Sept 24-25
2019

Dianna D. McCarthy will be the Co-chair and Speaker at the 15th Annual Employment Practices Liability Insurance ExecuSummit at Mohegan Sun in Uncasville, CT.  Learn more here.

Oct 3-4
2019

WSSLLP is proud to sponsor the 2019 CLM Southeast Conference in Kissimmee, FL.  Click here for more info.

Oct 23-25
2019

Michael Schwartzberg is speaking at the 28th PIABA Annual Meeting at the Barton Creek Resort in Austin, Texas.  Click here to learn more about this event.

Oct 29-30
2019

Jody N. Cappello to co-chair 13th Annual E&O Insurance ExecuSummit at Mohegan Sun in Uncasville, CT.  Learn more here.