Sep 11, 2019

Digital Currency and Its Possible Future in Securities Litigation

By Joel M. Wertman

Let’s start simple, or at least as simple as can be expected for a discussion on potential litigation related to money that for the most part… More

Jun 5, 2019

Pennsylvania Strikes Down Inter-Company Employee No-Hire Provisions and Creates a Majority Viewpoint

By Denis Dice, Douglas G. Fogle

In a case of first impression in the Commonwealth of Pennsylvania, the Pennsylvania intermediate appellate court… More

Challenges to Defending Form U5 Expungement Claims
Mar 26, 2019

Challenges to Defending Form U5 Expungement Claims

By Jessica E. Levine

Within thirty days of terminating an associated person’s registration, FINRA member firms are required to file a Uniform Termination Notice… More

Jan 9, 2019

FINRA Eligibility Rule is Another Hurdle to Expungement

By Denis Dice

Registered representatives associated with FINRA member firms (“stockbrokers”) are often times the subject of public customer complaints regarding their investments… More

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Upcoming Events

Oct 3-4
2019

WSSLLP is proud to sponsor the 2019 CLM Southeast Conference in Kissimmee, FL.  Click here for more info.

Oct 23-25
2019

Michael Schwartzberg is speaking at the 28th PIABA Annual Meeting at the Barton Creek Resort in Austin, Texas.  Click here to learn more about this event.

Oct 28-30
2019

Dianna D. McCarthy is speaking at the 2019 (ISC)² Security Congress at the Walt Disney World Swan and Dolphin Resort in Orlando, FL.  Click here to learn more about this event.

Oct 29-30
2019

Jody N. Cappello to co-chair 13th Annual E&O Insurance ExecuSummit at Mohegan Sun in Uncasville, CT.  Learn more here.

  • Sign up to receive news and alerts in your inbox

Upcoming Events

Oct 3-4
2019

WSSLLP is proud to sponsor the 2019 CLM Southeast Conference in Kissimmee, FL.  Click here for more info.

Oct 23-25
2019

Michael Schwartzberg is speaking at the 28th PIABA Annual Meeting at the Barton Creek Resort in Austin, Texas.  Click here to learn more about this event.

Oct 28-30
2019

Dianna D. McCarthy is speaking at the 2019 (ISC)² Security Congress at the Walt Disney World Swan and Dolphin Resort in Orlando, FL.  Click here to learn more about this event.

Oct 29-30
2019

Jody N. Cappello to co-chair 13th Annual E&O Insurance ExecuSummit at Mohegan Sun in Uncasville, CT.  Learn more here.