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WSSLLP’s Philadelphia Office Wins FINRA Rule 12504 Motion Dismissing Arbitration Prior to Conclusion of Claimant’s Case In Chief
On September 13, 2021, a three-member FINRA Panel issued a decision in favor of WSS’ client, an independent broker dealer, in an arbitration brought by a former customer seeking damages in connection with the purchase of annuities as well as the consequences of a potential IRS audit of the customer. Despite FINRA Rule 12504’s general […] More
WSSLLP is a Proud Sponsor of Step Up Together
WSSLLP is a proud sponsor of Step Up, an organization with the goal of inspiring underprivileged girls to achieve success through mentorship and networking. On September 9th, please join Allison Beatty, a Partner in our Philadelphia Office and Step Up board member, at Step Up Together, a virtual event for professionals to learn from one […] More
WSSLLP Texas Office Scores Another Win in Fourth Arbitration This Year
On August 30, 2021, a three-member FINRA Panel issued an Award in favor of WSS’ client, a mid-sized independent broker-dealer, in an arbitration brought by a registered representative who alleged that the firm wrongfully failed to hire him after the firm acquired his existing broker-dealer in an asset purchase. The broker alleged that he resigned […] More
Allison J. Beatty has been selected to the 2021 Pennsylvania Rising Stars list
Allison J. Beatty has been selected to the 2021 Pennsylvania Rising Stars list. Each year, no more than 2.5 percent of the lawyers in the state are selected by the research team at Super Lawyers to receive this honor. More
WSSLLP Attorneys Win Summary Judgment on an Eight-Figure Case
Winget, Spadafora & Schwartzberg, LLP, attorneys recently won a motion for summary judgment dismissing a $19.3MM construction claim in the Supreme Court of the State of New York, County of Nassau. Partners Ken McLellan and Garry Stevens and Associates Gina Kim and Keith Roussel worked on the case. We represented a mid-sized regional construction subcontractor […] More
WSSLLP Speaking at 2021 IBDC Risk Management Conference
We are proud to sponsor the 2021 IBDC Risk Management Conference on September 12-15, 2021 at The Montage Palmetto Bluffs in Bluffton, S.C. Michael Schwartzberg and Benjamin Biard will be speaking on Tuesday, September 14th from 9:30 – 10:00 AM in a session entitled, “Supervision of Outside RIAs.” Derek Anderson will be speaking with other […] More
