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Jan 30, 2019
Slam Dunk for the Defense
The Appellate Division of the Supreme Court of the State of New York, First Department, a mid-level… More
Jan 29, 2019
Christina M. Rieker to co-chair Women in Insurance Leadership ExecuSummit
Christina M. Rieker to co-chair Women in Insurance Leadership ExecuSummit More
Jan 11, 2019
Derek Anderson to Speak at FSI’s OneVoice Conference
Derek Anderson to speak at FSI’s OneVoice Conference in New Orleans on January 29th. More
Jan 9, 2019
Denis C. Dice Published in PLUS Journal
Denis Dice’s article, “FINRA Eligibility Rule is Another Hurdle to Expungement” was published in this quarter’s PLUS Journal. More
Jan 9, 2019
FINRA Eligibility Rule is Another Hurdle to Expungement
Registered representatives associated with FINRA member firms (“stockbrokers”) are often times the subject of public customer complaints regarding their investments… More
Aug 1, 2018
Potential Claims Related to LJM Preservation and Growth Fund Collapse
In recent months, Winget Spadafora & Schwartzberg, LLP (“WSS”) has been engaged by numerous insurance E&O carriers, broker-dealers and their registered representatives… More
