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FINRA Implements New Outside Business Activity Rule
FINRA recently released a proposal that would change the relationship between brokerage firms and their registered representatives who do work for unaffiliated registered investment advisors. More
EU General Data Protection Regulation Effective May 25, 2018
In April 2016, the European Union (“EU”) Parliament approved the General Data Protection Regulation (“GDPR”) replacing the now antiquated “Data Protection Directive” originally adopted in 1995… More
New Jersey Enacts Strongest U.S. Equal Pay Bill into Law
The Diane B. Allen Equal Pay Act (“Equal Pay Act”) was signed by Governor Murphy on April 24, 2018, which takes effect on July 1, 2018…. More
FINRA Regulatory Notice 18-13
On April 20, 2018, the Financial Industry Regulatory Authority (“FINRA”) issued Regulatory Notice 18-13… More
Mandatory Changes are coming to New York State and possibly New York City Employers in the Fight against Sexual Harassment!
On April 11, 2018, the New York City Council passed the Stop Sexual Harassment in NYC Act (the “Act”), a package of 11 bills designed to amend the New York City Human Rights Law… More
Standing under Spokeo has been established
Standing under Spokeo has been established. The Court of Appeals for the District of Columbia (the “Appeals Court”) reversed the USDC (District of Columbia)(the “District Court”) decision to dismiss a matter for lack of Article III standing… More
