Apr 29, 2019

Michael Schwartzberg to speak at NYC Bar Association Securities Arbitration & Mediation Hot Topics 2019 Program

Michael Schwartzberg to speak at NYC Bar Association Securities… More

Apr 9, 2019

William G. Winget to co-chair Annual Directors & Officers Insurance ExecuSummit

William G. Winget will co-chair the 15th Annual Directors & Officers Insurance… More

New Jersey Bans the Use of Non-Disclosure Agreements and Arbitration of Discrimination, Retaliation and Harassment Claims
Mar 29, 2019

New Jersey Bans the Use of Non-Disclosure Agreements and Arbitration of Discrimination, Retaliation and Harassment Claims

By Robyn Silvermintz

On March 18, 2019, New Jersey enacted legislation that will have a huge impact on employers.  The new legislation prohibits… More

Challenges to Defending Form U5 Expungement Claims
Mar 26, 2019

Challenges to Defending Form U5 Expungement Claims

By Jessica E. Levine

Within thirty days of terminating an associated person’s registration, FINRA member firms are required to file a Uniform Termination Notice… More

Mar 26, 2019

Jessica E. Levine Published in DRI’s Professional Liability Committee Newsletter

Jessica Levine’s article, “Challenges to Defending Form U5 Expungement Claims” was published in DRI’s Professional Liability Committee Newsletter. More

Mar 25, 2019

A Tough Ladder Case for the Defense in the Hamptons

Earlier this week, on March 20, 2019, New York’s Appellate Division, Second Department, affirmed a lower Court’s order granting partial summary judgment… More