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Winget, Spadafora & Schwartzberg, LLP Promotes Two New Partners
Winget, Spadafora & Schwartzberg, LLP is pleased to announce the promotion of two partners in its Los Angeles and New York City offices. Alexis T. King handles a broad range of civil litigations with a focus in professional liability defense. Her professional liability defense practices includes the representation of lawyers and other professionals in federal […] More
FTC Proposes a New Rule that, if Finalized, would Ban Employers from Using Non-Compete Clauses
On January 5, 2023, the Federal Trade Commission (“FTC”) proposed a new rule that would ban employers from imposing non-compete clauses on their workers and require employers to rescind any existing non-compete agreements with current and former workers. The FTC will soon publish the proposed rule in the Federal Register, triggering a 60-day public comment […] More
Michael Schwartzberg to Speak on a Panel at the Financial Services Institute’s OneVoice Conference
On Tuesday, January 24, 2023, Michael Schwartzberg will be speaking on a Panel at the Financial Services Institute’s OneVoice Conference regarding “The Evolving Regulatory Perspective and Its Impact on the Risk vs. Growth Balance.” Michael will be joined by Co-Panelists: Seth Miller, President, Advocacy and Administration at Cambridge Investment Research, Inc.; Mark Quinn, Director of […] More
Derek C. Anderson to Participate in IBDC-RIAC Webinar
Derek C. Anderson will be speaking on a webinar entitled “Top 10 Best Compliance Tips for Broker Dealers and RIAs.” Derek will be joined by fellow IBDC Alliance members as they share with you the Top Ten Compliance Tips to put into action in an effort to avoid costly litigation. Click here to learn more. More
WINGET, SPADAFORA & SCHWARTZBERG, LLP IS PLEASED TO ANNOUNCE THAT CHARLES B. LACHAUSSEE HAS JOINED THE FIRM
Charles “Chip” LaChaussee has joined the firm’s Los Angeles Office as a partner. Mr. LaChaussee is a highly accomplished litigation attorney, who has defended claims against, and prosecuted claims on behalf of, broker-dealers his entire career. As former in-house counsel to several financial institutions, he brings a distinctive set of skills, experiences, and insights to […] More
WSSLLP is Sponsoring the NYCAIW Annual Kick-Off Event
Winget, Spadafora, & Schwartzberg, LLP is looking forward to sponsoring the NYCAIW Annual Kick-Off Event on September 20th, 2022 in NYC. For more information or to register for this event click the image below: More
