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Winget, Spadafora and Schwartzberg is Excited to Announce the Relocation of Our California Office
We are excited to announce the relocation of our California office to a new state of the art office. Effective June 29, 2023, our CA office address is as follows: 1800 Century Park East, Suite 205, Los Angeles, CA 90067 More
Douglas Fogle of the WSS Philadelphia office is Pennsylvania Securities Litigation Rising Star
Congratulations to Douglas Fogle, an associate in the WSS Philadelphia office, who was selected as the only 2023 Rising Star in the category of Securities Litigation in the state of Pennsylvania. Each year, no more than 2.5 percent of the lawyers in the state are selected by the research team at Super Lawyers to receive […] More
Winget, Spadafora & Schwartzberg, LLP is proud to announce that we have achieved Mansfield Certification!
Winget Spadafora & Schwartzberg, LLP is pleased to be among the 70 midsized law firms selected for Mansfield Certification. The selection was a culmination of a rigorous 18-month collaboration to track, measure, and achieve diversity in leadership. This achievement for WSS further demonstrates its commitment to diversity, equity and inclusion and boosting representation in firm […] More
WSSLLP’s Philadelphia Office Wins Defense Award in FINRA Arbitration Seeking Monetary Damages and Expungement for Alleged Defamation
The firm’s client is a national broker-dealer which was a Respondent in a FINRA arbitration where Claimant sought monetary damages of $676,000. He also sought expungement of the disclosure of his involuntary termination and reason for the termination from his publicly available broker-check report. Claimant alleged that his broker-dealer defamed him when it completed the […] More
WINGET, SPADAFORA & SCHWARTZBERG, LLP IS PLEASED TO ANNOUNCE THAT CHARLES B. LACHAUSSEE HAS JOINED THE FIRM
Charles “Chip” LaChaussee has joined the firm’s Los Angeles Office as a partner. Mr. LaChaussee is a highly accomplished litigation attorney, who has defended claims against, and prosecuted claims on behalf of, broker-dealers his entire career. As former in-house counsel to several financial institutions, he brings a distinctive set of skills, experiences, and insights to […] More
WSS Secures Dismissal of Securities Fraud Claims Against National Brokerage Firm
On July 7, 2022, Winget Spadafora & Schwartzberg, LLP successfully secured the dismissal of a securities fraud lawsuit filed against the firm’s client, a national brokerage firm, in the United States District Court, Southern District of New York. The plaintiff in the lawsuit alleged that the firm breached Rule 10b-5 of the Securities and Exchange […] More
