Apr 12, 2022

WSSLLP’s Philadelphia Office Wins Defense Award in FINRA Arbitration Seeking Expungement for Alleged Defamation

The firm’s client is a national full-service broker-dealer which was a Respondent in a FINRA arbitration where Claimant alleged causes of action for defamation, defamation per se, wrongful termination and tortious interference with business relationships. Claimant’s claims for defamation and defamation per se were based upon the disclosures on Claimant’s Form U5 when she was […] More

Feb 11, 2022

WSSLLP’s Philadelphia Office Wins Complete Defense Award in FINRA Arbitration Seeking $2.8 Million in Damages

The firm’s client is a registered representative and investment advisor representative who was sued for 2.8 million dollars in a FINRA arbitration. Claimants specifically alleged that he forged and altered documents, made unsuitable investment recommendations regarding two restaurants, and that he interfered with the operation of the restaurants leading to Claimants’ alleged losses. Claimants also […] More

Jan 31, 2022

Winget, Spadafora & Schwartzberg, LLP Promotes New Partners

Winget, Spadafora & Schwartzberg, LLP is pleased to announce the elevation of three new equity partners and two new partners. The following Partners have been elevated to Equity Partners: Derek C. Anderson is the Managing Partner of the firm’s Boulder, CO office.  His practice focuses on the areas of securities litigation and regulation, complex commercial […] More

WSSLLP’s Philadelphia Office Prevails on Motion for Summary Judgment on behalf of Wholesale Insurance Broker in Dispute Seeking Damages of Several Million Dollars
Jan 21, 2022

WSSLLP’s Philadelphia Office Prevails on Motion for Summary Judgment on behalf of Wholesale Insurance Broker in Dispute Seeking Damages of Several Million Dollars

On January 7, 2022, Joel Wertman and Doug Fogle of Winget, Spadafora & Schwartzberg LLP’s Philadelphia, Pennsylvania office successfully secured summary judgment on behalf of their client, a wholesale insurance broker, in the matter of The Original Apostolic Faith Church v.  American Casualty, et al., before the Philadelphia County Court of Common Pleas.  The Court’s […] More

Jan 7, 2022

WSSLLP’s Philadelphia Office Obtains Arbitration Award Recommending the Expungement of Five Customer Complaints from Client’s Broker-Check Report

Our client was the subject of five separate customer complaints which were disclosed on his publicly available FINRA broker-check report.  These complaints were primarily caused by the overall market downturn from 2009.  The complaints involved annuities and alternative investments, such as Real Estate Investment Trusts.  Some of the claims were settled and some of the […] More

Law360 Covers WSS New York Office’s Dismissal Of Putative Class-Action Against Insurer
Dec 22, 2021

Law360 Covers WSS New York Office’s Dismissal Of Putative Class-Action Against Insurer

On December 13, 2021, Law360 profiled the Hon. Denise L. Cote’s recent decision, granting Winget, Spadafora & Schwartzberg LLP’s Fed. R. Civ. P. 12(b)(6) motion to dismiss a civil action before the United States District Court for the Southern District of New York, captioned Tessa Knox et al. v. Ironshore Indemnity Inc. (Case No.: 1:21-cv-06321-DLC).  […] More