Jan 29, 2019

Christina M. Rieker to co-chair Women in Insurance Leadership ExecuSummit

Christina M. Rieker to co-chair Women in Insurance Leadership ExecuSummit More

Jan 11, 2019

Derek Anderson to Speak at FSI’s OneVoice Conference

Derek Anderson to speak at FSI’s OneVoice Conference in New Orleans on January 29th. More

Jan 9, 2019

Denis C. Dice Published in PLUS Journal

Denis Dice’s article, “FINRA Eligibility Rule is Another Hurdle to Expungement” was published in this quarter’s PLUS Journal.  More

Jan 9, 2019

FINRA Eligibility Rule is Another Hurdle to Expungement

By Denis Dice

Registered representatives associated with FINRA member firms (“stockbrokers”) are often times the subject of public customer complaints regarding their investments… More

Aug 1, 2018

Potential Claims Related to LJM Preservation and Growth Fund Collapse

By Derek C. Anderson

In recent months, Winget Spadafora & Schwartzberg, LLP (“WSS”) has been engaged by numerous insurance E&O carriers, broker-dealers and their registered representatives… More

Jul 26, 2018

Potential Claims Related to Future Income Payments

By Benjamin J. Biard

In recent months, Winget, Spadafora & Schwartzberg, LLP (“WSS”) has been engaged by numerous insurance E&O carriers and insurance agents across the country to.. More

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