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Douglas Fogle of the WSS Philadelphia office is Pennsylvania Securities Litigation Rising Star
Congratulations to Douglas Fogle, an associate in the WSS Philadelphia office, who was selected as the only 2023 Rising Star in the category of Securities Litigation in the state of Pennsylvania. Each year, no more than 2.5 percent of the lawyers in the state are selected by the research team at Super Lawyers to receive […] More
Winget, Spadafora & Schwartzberg, LLP is proud to announce that we have achieved Mansfield Certification!
Winget Spadafora & Schwartzberg, LLP is pleased to be among the 70 midsized law firms selected for Mansfield Certification. The selection was a culmination of a rigorous 18-month collaboration to track, measure, and achieve diversity in leadership. This achievement for WSS further demonstrates its commitment to diversity, equity and inclusion and boosting representation in firm […] More
WSS Philadelphia Office Obtains Withdrawal Of All Claims With Prejudice In FINRA Arbitration
Our client is a national broker-dealer which was originally named as a defendant in an action filed in Pennsylvania state court. This difficult claim arose from an unfortunate but all too common series of tragic events. Plaintiff claimed he suffered from cognitive impairment and was duped by fraudsters who convinced him he won an overseas […] More
SEC Approves Changes to FINRA Expungement Rules
On April 12, 2023, the Securities and Exchange Commission approved changes to FINRA’s expungement rules that will make the process more challenging for Associated Persons to seek expungement. Although the Commission approved these changes, FINRA has not yet announced when the new expungement rules will go into effect. Currently, FINRA Rule 2080 governs FINRA’s expungement […] More
WSS’s Philadelphia Office Prevails on Motion for Judgment on the Pleadings on behalf of Insurance Broker in Westmoreland County Court of Common Pleas
Winget, Spadafora & Schwartzberg LLP’s Philadelphia, Pennsylvania office successfully secured a judgment on the pleadings in the Westmoreland County Court of Common Pleas. The Order successfully resolved all claims brought against WSS’s client relating to the alleged theft by one of its employees. The complaint alleged that an employee of WSS’s client, an insurance broker, […] More
WSS Florida Team Prevail in FINRA Arbitration Regarding ARC Hospitality
Benjamin J. Biard, Esq. and Zachary S. Knoblock, Esq. of Winget, Spadafora & Schwartzberg, LLP’s Florida office received a full defense award in favor of the firm’s brokerage firm client related to ARC Hospitality Investors Trust (HIT). The customer in the proceeding alleged that the brokerage firm failed to conduct a proper due diligence review of […] More
