Biography

Patrick Cox is a partner with Winget, Spadafora & Schwartzberg, LLP. His practice focuses on securities litigation and arbitration, data privacy and cybersecurity, and securities regulation and compliance.

Prior to joining WSS, Patrick was Executive Vice President and General Counsel for Advice, Litigation and Regulatory Strategy with LPL Financial where he was responsible for all litigation, regulatory, and legal advice matters for the firm’s business units.  Prior to LPL, Patrick spent 12 years as in-house counsel for Morgan Stanley and Ameriprise Financial, and he has handled hundreds of matters ranging from wrongful termination, raiding and recruiting, retail arbitrations, class actions, shareholder actions and internal investigations.  Patrick has served as General Counsel, Deputy General Counsel, Chief Counsel, Chief Privacy Officer, and Head of Infrastructure Risk Management.

Patrick is admitted in New York, but will be working with the Florida and California offices on select matters on a pro hac vice basis

Associated Posts

• Winget Spadafora & Schwartzberg LLP is Pleased to Announce the Addition of Patrick Cox