Michael H. DiTrapani is an associate with Winget, Spadafora & Schwartzberg, LLP. His practice focuses primarily on the defense of professionals and complex commercial and securities litigation matters, internal investigations, and regulatory inquiries, examinations, and enforcement actions, with a particular emphasis on representing financial services industry individuals and institutions, including broker-dealers, registered representatives, investment advisors, attorneys, and insurance agents and brokers.
Mr. DiTrapani’s career in the public sector includes over ten years of securities industry experience with FINRA’s Departments of Enforcement and Member Regulation where he received numerous awards for results driven investigations and a practice in criminal law as a Bronx County Assistant District Attorney. Notably, Mr. DiTrapani was a member of FINRA Enforcement’s prestigious High-Risk Broker Unit where he worked directly with senior management leading high-profile risk-based investigations.
Department of Enforcement v. Brian Sanders, No. 20090161591-11, 2015 FINRA Discip. LEXIS 26 (May 4, 2015)
Department of Enforcement v. iTRADEdirect.com, No. 20090161591-01 (O.H.O. June 28, 2011)
Department of Enforcement v. John Thomas Financial Inc. et al., No. 20120334673-01, 2015 FINRA Discip. LEXIS 1 (Jan. 9, 2015)