Derek C. Anderson


Derek C. Anderson



Boulder, CO | Boston, MA


Boulder, CO
F (720) 699-1801
Boston, MA
F (617) 544-9901


Derek C. Anderson concentrates his practice in the areas of securities litigation and regulation, complex commercial and business litigation, and professional liability litigation. He represents a wide variety of professionals, fiduciaries, and financial services clients, including national, regional, and independent broker-dealers and their registered representatives, banks, registered investment advisors and their representatives, pension advisory firms, attorneys, accountants, and corporate directors and officers in litigation and regulatory matters throughout the United States. His practice is devoted to litigation in federal and state court and arbitration of securities cases throughout the United States.



  • REG BI – How Is It Being Enforced, CNA, October 2023
  • Making the Shift from the Departments of Labor’s Fiduciary Rule to SEC Regulation Best Interest, FSI OneVoice, January 2019
  • FINRA’s New OBA Rule—Potential Benefits and Potential Issues, IBDC Conference, October 2018
  • Hot Topics in SEC Regulation, FSI Forum, September 2018
  • FINRA’s New OBA Rule—Potential Benefits and Potential Issues, FSI Webinar, May 2018
  • Peering into the Regulatory Crystal Ball, ADISA Spring Conference, April 2017; Litigation and Arbitration—Trends & Developments, SIFMA C&L Denver Regional Seminar, January 2017
  • Are you Committed to a Culture of Compliance? Understanding and Preparing for FINRA’s 2016 Priorities, FSI OneVoice, January 2016
  • Outside Business Activities and Selling Away—Best Practices to Avoid/Minimize Claims, FSI Webinar, October 2016
  • Emerging Litigation and Regulatory Trends, IBDC Conference, October 2016
  • Expungement—Developments and Considerations, IBDC Conference, October 2014
  • Product Selection—Balancing Due Diligence and a Competitive Product Offering, FSI OneVoice, January 2012
  • The New-Product Perspective: What’s ‘In Scope’ When Going to Market, FSI OneVoice, January 2011


Associated Posts