Luigi Spadafora |

U.S. Court of Appeals for the Second Circuit
U.S. Court of Appeals for the Third Circuit
U.S. District Court for the District of Connecticut
U.S. District Court for the District of New Jersey
U.S. District Court for the Eastern District of New York
U.S. District Court for the Northern District of New York
U.S. District Court for the Southern District of New York
U.S. District Court for the Western District of New York
U.S. District Court of the District of Colorado
U.S. States Tax Court

American Bar Association
Connecticut Bar Association
Defense Research Institute (DRI), Professional Liability Committee
Financial Services Institute (FSI), Arbitration Task Force, Compliance Counsel
New Jersey State Bar Association
New York State Bar Association
Professional Liability Underwriting Society, Vice Chair, Eastern Region
Securities Industry and Financial Markets Association (SIFMA)
The Claims Xchange, Board Member

Biography

Lou Spadafora co-founded Winget, Spadafora & Schwartzberg, LLP in 1993. He is the firm’s Client Relationship Leader. His practice focused on the defense of professionals and fiduciaries, with a particular emphasis on the representation of the financial services industry, including the representation of broker-dealers, registered representatives, and investment advisors. He lectures extensively on issues affecting the financial services industry and professionals, including fiduciaries, attorneys, accountants and design professionals, and has also been quoted in the New York Times, the Wall Street Journal and Business Insurance.

Publications

“Department of Labor’s Fiduciary Rule,” PLUS Journal, July 2016

Luigi Spadafora

Luigi Spadafora

Biography

Publications

Associated Posts