|Securities Litigation and Arbitration, Securities Regulation and Compliance, Professional Liability Litigation, Labor and Employment, Contract Advisory Services|
|Tel:||(212) 221-6900||Fax:||(212) 221-6989|
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Michael Schwartzberg is a co-managing partner of Winget, Spadafora & Schwartzberg, LLP. Mr. Schwartzberg’s practice focuses primarily on the litigation and arbitration of corporate and commercial disputes, with an emphasis on securities-related claims. Mr. Schwartzberg has substantial experience representing securities broker-dealers, registered representatives and other professionals throughout the United States in a wide array of customer and industry disputes before the Financial Industry Regulatory Authority (“FINRA”), as well as various state and federal courts. In addition, Mr. Schwartzberg has substantial experience handling regulatory investigations and proceedings, as well as advising clients on securities industry agreements.
Mr. Schwartzberg is a 1986 graduate of Cornell University, where he earned his B.S. in economics. He attended the Benjamin N. Cardozo School of Law, receiving his J.D. in 1989.
Mr. Schwartzberg is admitted to practice law in New York. He is also admitted to the New York State Bar and the United States District Courts for the Southern and Eastern Districts of New York. Mr. Schwartzberg is a member of the Securities Industry and Financial Markets Association (“SIFMA”), Legal and Compliance Division, and the Financial Services Institute (“FSI”). Mr. Schwartzberg is also a frequent lecturer on topics and developments in the securities industry, including the Practicing Law Institute (“PLI”), the annual FSI conference and numerous client-sponsored seminars.